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Incident Response Audit Program Template for Canada

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Key Requirements PROMPT example:

Incident Response Audit Program

"I need an Incident Response Audit Program for a Canadian financial services company that complies with OSFI guidelines and includes specific provisions for third-party service providers, scheduled to be implemented by March 2025."

Document background
The Incident Response Audit Program serves as a critical tool for organizations operating in Canada to evaluate and enhance their incident response capabilities. This program is designed to ensure compliance with Canadian federal and provincial regulations while maintaining alignment with international best practices. The document is particularly relevant in today's environment of increasing cyber threats and stringent regulatory requirements. It provides a structured approach to auditing incident response procedures, including detailed assessment criteria, compliance checkpoints, and evaluation methodologies. Organizations should implement this audit program as part of their regular governance and compliance activities, typically conducting assessments on an annual basis or after significant changes to their incident response infrastructure. The program includes comprehensive evaluation criteria for both technical and procedural aspects of incident response, ensuring a thorough assessment of an organization's preparedness for and capability to respond to security incidents.
Suggested Sections

1. Purpose and Scope: Defines the objectives of the audit program and its boundaries, including systems, processes, and organizational units covered

2. Roles and Responsibilities: Details the roles involved in the audit process, including audit team, stakeholders, and organizational leadership

3. Audit Framework and Methodology: Outlines the systematic approach to conducting incident response audits, including standards and methodologies used

4. Incident Response Plan Review: Evaluation criteria for reviewing the organization's incident response plan, policies, and procedures

5. Technical Controls Assessment: Framework for evaluating technical incident detection, analysis, and response capabilities

6. Communication and Reporting Protocols: Assessment of internal and external communication procedures during incidents

7. Documentation Requirements: Specifies required documentation for incident response processes and audit trails

8. Compliance Requirements: Overview of regulatory and legal compliance requirements for incident response

9. Testing and Exercise Evaluation: Criteria for assessing incident response drills and simulations

10. Audit Reporting and Follow-up: Standards for audit documentation, findings reporting, and remediation tracking

Optional Sections

1. Industry-Specific Requirements: Additional audit requirements for specific sectors (e.g., financial services, healthcare)

2. Cloud Service Provider Assessment: Evaluation criteria for cloud-based incident response capabilities, used when organization utilizes cloud services

3. Third-Party Integration Assessment: Review of incident response coordination with third-party service providers and partners

4. Remote Work Considerations: Special considerations for auditing incident response capabilities in remote/hybrid work environments

5. International Operations: Additional requirements for organizations operating across multiple jurisdictions

Suggested Schedules

1. Schedule A: Audit Checklist Templates: Detailed checklists for each aspect of the incident response audit

2. Schedule B: Technical Control Assessment Matrix: Detailed evaluation criteria for technical controls and tools

3. Schedule C: Compliance Framework Mapping: Mapping of audit requirements to relevant regulatory frameworks

4. Schedule D: Sample Incident Scenarios: Standard scenarios for testing incident response capabilities

5. Appendix 1: Audit Report Template: Standardized format for documenting audit findings and recommendations

6. Appendix 2: Interview Questionnaires: Standard questions for different roles involved in incident response

7. Appendix 3: Metrics and KPI Framework: Definition of key performance indicators and measurement criteria

8. Appendix 4: Document Review Checklist: List of required documentation and review criteria

Authors

Alex Denne

Head of Growth (Open Source Law) @ tiktok³ÉÈ˰æ | 3 x UCL-Certified in Contract Law & Drafting | 4+ Years Managing 1M+ Legal Documents | Serial Founder & Legal AI Author

Relevant legal definitions


















































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Relevant Industries

Financial Services

Healthcare

Government

Technology

Telecommunications

Energy and Utilities

Manufacturing

Retail

Professional Services

Education

Transportation and Logistics

Defense

Critical Infrastructure

Relevant Teams

Information Security

Internal Audit

Risk Management

Compliance

IT Operations

Security Operations Center

Legal

Privacy

Business Continuity

Crisis Management

Executive Leadership

Corporate Governance

Relevant Roles

Chief Information Security Officer (CISO)

IT Security Manager

Compliance Officer

Risk Manager

Internal Audit Director

Information Security Analyst

IT Operations Manager

Security Operations Center Manager

Privacy Officer

Incident Response Manager

Business Continuity Manager

Chief Risk Officer

IT Audit Manager

Cybersecurity Director

Governance Risk and Compliance Manager

Industries










Teams

Employer, Employee, Start Date, Job Title, Department, Location, Probationary Period, Notice Period, Salary, Overtime, Vacation Pay, Statutory Holidays, Benefits, Bonus, Expenses, Working Hours, Rest Breaks,  Leaves of Absence, Confidentiality, Intellectual Property, Non-Solicitation, Non-Competition, Code of Conduct, Termination,  Severance Pay, Governing Law, Entire Agreemen

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