tiktok³ÉÈË°æ

All Countries
Mergers & Acquisitions
Stock Loan Agreement

Stock Loan Agreement Template for Canada

Create a bespoke document in minutes,  or upload and review your own.

4.6 / 5
4.8 / 5

Let's create your Stock Loan Agreement

Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.

Get your first 2 documents free

Your data doesn't train Genie's AI

You keep IP ownership of your information

Key Requirements PROMPT example:

Stock Loan Agreement

"I need a Stock Loan Agreement for a Canadian pension fund lending securities to a major investment bank, with specific provisions for automated trading platforms and triparty collateral arrangements through our custodian bank."

Celebrated by
Collaborations with
Investors
Document background
The Stock Loan Agreement serves as the primary contractual framework for securities lending transactions in the Canadian market. It is essential when financial institutions, investment firms, or other market participants engage in the temporary transfer of securities against collateral. The agreement is designed to comply with Canadian federal and provincial regulations, including securities laws, tax requirements, and financial institution guidelines. This document type is commonly used by banks, investment dealers, pension funds, and asset managers who need to facilitate securities lending for various purposes such as short selling, coverage of settlement failures, or yield enhancement. The Stock Loan Agreement includes comprehensive provisions for operational procedures, risk management, default scenarios, and regulatory compliance, making it a crucial document for participants in the Canadian securities lending market.
Suggested Sections

1. Parties: Identification of the lender and borrower, including their legal status and addresses

2. Background: Context of the agreement and general purpose of the stock lending arrangement

3. Definitions and Interpretation: Definitions of key terms and interpretation rules for the agreement

4. Loans of Securities: Core provisions governing the lending and borrowing of securities

5. Transfer of Securities: Procedures and requirements for transferring securities between parties

6. Collateral Requirements: Rules regarding posting, maintaining, and returning collateral

7. Margin Maintenance: Procedures for calculating and maintaining required margin levels

8. Income Payments and Corporate Actions: Handling of dividends, voting rights, and corporate actions

9. Tax Matters: Treatment of tax obligations and manufactured payments

10. Events of Default: Definition of default events and consequences

11. Close-out and Set-off: Procedures for terminating loans and settling obligations

12. Representations and Warranties: Standard representations and warranties from both parties

13. Covenants: Ongoing obligations of the parties

14. Indemnification: Indemnification obligations and procedures

15. General Provisions: Standard legal provisions including notices, amendments, and governing law

Optional Sections

1. Agency Provisions: Required when either party acts as agent for underlying principals

2. Custody Arrangements: Include when third-party custodians are involved in holding securities or collateral

3. Electronic Trading Platform: Required when transactions will be conducted through specific trading platforms

4. Securities Lending Market Disruption: Provisions for handling market disruptions or force majeure events

5. Credit Support Documents: Required when additional credit support providers or guarantors are involved

6. Rehypothecation Rights: Include when parties agree to allow re-use of borrowed securities

7. Special Canadian Tax Provisions: Required for cross-border transactions or specific tax arrangements

Suggested Schedules

1. Schedule A - Eligible Securities: List of securities eligible for lending under the agreement

2. Schedule B - Approved Collateral: Types of acceptable collateral and applicable haircuts

3. Schedule C - Fee Schedule: Lending fees, rebate rates, and other applicable charges

4. Schedule D - Form of Loan Confirmation: Standard form for confirming individual loan transactions

5. Schedule E - Operating Procedures: Detailed procedures for loan initiation, maintenance, and termination

6. Schedule F - Tax Documentation: Required tax forms and procedures

7. Schedule G - Notice Details: Contact information and procedures for notices

8. Appendix 1 - Standard Settlement Instructions: Account details and settlement procedures for transfers

Authors

Alex Denne

Head of Growth (Open Source Law) @ tiktok³ÉÈË°æ | 3 x UCL-Certified in Contract Law & Drafting | 4+ Years Managing 1M+ Legal Documents | Serial Founder & Legal AI Author

alex.den.21@genieai.co
Relevant legal definitions































































Clauses








































Relevant Industries

Financial Services

Banking

Investment Management

Securities Trading

Asset Management

Hedge Funds

Pension Funds

Insurance

Investment Banking

Relevant Teams

Legal

Compliance

Trading

Operations

Risk Management

Settlement

Collateral Management

Portfolio Management

Treasury

Securities Finance

Investment

Prime Brokerage

Credit Risk

Documentation

Relevant Roles

Securities Lending Trader

Portfolio Manager

Legal Counsel

Compliance Officer

Risk Manager

Operations Manager

Settlement Officer

Collateral Manager

Chief Investment Officer

Trading Desk Manager

Securities Finance Director

Prime Brokerage Manager

Investment Officer

Treasury Manager

Industries








Teams

Employer, Employee, Start Date, Job Title, Department, Location, Probationary Period, Notice Period, Salary, Overtime, Vacation Pay, Statutory Holidays, Benefits, Bonus, Expenses, Working Hours, Rest Breaks,  Leaves of Absence, Confidentiality, Intellectual Property, Non-Solicitation, Non-Competition, Code of Conduct, Termination,  Severance Pay, Governing Law, Entire Agreemen

Find the exact document you need

Simple Share Exchange Agreement

A Canadian law-governed agreement facilitating the exchange of shares between companies, typically used in corporate restructuring or M&A transactions.

find out more

Buy Back Option Contract

A Canadian law-governed agreement granting the right to repurchase an asset under specified terms and conditions.

find out more

Share Retention Agreement

A Canadian legal agreement that establishes restrictions and conditions for shareholders regarding the retention and transfer of their shares, governed by federal and provincial corporate laws.

find out more

Share Surrender Agreement

A Canadian law-governed agreement documenting the voluntary surrender of shares by a shareholder back to the issuing corporation, including terms, conditions, and mutual obligations.

find out more

Term Sheet Share Purchase Agreement

A preliminary agreement under Canadian law outlining key terms and conditions for a proposed share purchase transaction, serving as a framework for the final agreement.

find out more

Share Transfer Agreement Private Company

A Canadian law-governed agreement for transferring shares between parties in a private company, including all necessary terms and conditions for the transaction.

find out more

Share Buyback Contract

A Canadian law-governed agreement documenting terms and conditions for a corporation's repurchase of its own shares from existing shareholders.

find out more

Simple Stock Option Agreement

A Canadian-compliant agreement granting stock options to eligible participants, specifying terms for share purchase rights and vesting conditions.

find out more

Phantom Unit Award Agreement

A Canadian legal agreement granting employees synthetic equity rights that track company share value without transferring actual ownership.

find out more

Simple Share Transfer Agreement

A Canadian legal agreement documenting the transfer of shares between parties, including terms, conditions, and regulatory compliance requirements.

find out more

Simple Stock Purchase Agreement Between Shareholders

A Canadian legal agreement facilitating the direct transfer of shares between shareholders in a private corporation, outlining key terms and conditions of the share sale.

find out more

Phantom Unit Agreement

A Canadian-law governed agreement establishing terms for phantom units as deferred compensation tracking company value appreciation.

find out more

Stock Compensation Agreement

A Canadian-law governed agreement outlining terms for granting company stock or equity-based compensation to employees, including vesting schedules and regulatory compliance requirements.

find out more

Share Profit Agreement

A Canadian-law governed agreement establishing terms and conditions for profit sharing between multiple parties, including calculation methods, distribution mechanisms, and regulatory compliance.

find out more

Stock Power Agreement

A Canadian legal document authorizing the transfer of corporate shares from one party to another, complying with federal and provincial securities regulations.

find out more

Stock Option Exercise Agreement

A Canadian legal document formalizing the exercise of stock options by an option holder to acquire company shares, ensuring compliance with relevant securities and tax laws.

find out more

Stock Appreciation Rights Agreement

A Canadian-law governed agreement establishing terms for Stock Appreciation Rights (SARs) granted to employees/consultants, including vesting, exercise, and payment terms.

find out more

Stock Warrant Agreement

A Canadian-law governed agreement granting the right to purchase company shares at a predetermined price and time, subject to federal and provincial securities regulations.

find out more

Stock Transfer Restriction Agreement

A Canadian-law governed agreement that establishes restrictions and procedures for transferring shares in a private corporation, ensuring controlled ownership.

find out more

Stock Lease Agreement

A Canadian-law governed agreement establishing terms for leasing corporate shares between a share owner and lessee, including rights, obligations, and regulatory compliance requirements.

find out more

Stock Distribution Agreement

A Canadian-law governed agreement establishing terms for company stock distribution, ensuring compliance with federal and provincial securities regulations.

find out more

Contract For Sale Of Shares In A Private Company

A Canadian law-governed agreement for the sale and purchase of shares in a private company, detailing transaction terms and ensuring legal compliance.

find out more

Stock Investment Agreement

A Canadian legal agreement governing the terms and conditions of a stock investment, including share acquisition details and investor rights.

find out more

Restricted Stock Grant Agreement

A Canadian-law governed agreement detailing terms of restricted stock grants to employees, including vesting schedules and compliance with securities and tax regulations.

find out more

Phantom Stock Award Agreement

A Canadian-law governed agreement establishing terms for granting phantom stock units as employee compensation, providing stock-like benefits without actual share issuance.

find out more

Equity Award Agreement

A Canadian-law governed agreement establishing terms for equity-based compensation including vesting, exercise rights, and regulatory compliance.

find out more

Stock Grant Agreement

A Canadian legal document that formalizes the grant of company shares to recipients, outlining terms, conditions, and compliance requirements under Canadian law.

find out more

Shareholder Redemption Agreement

A Canadian law-governed agreement detailing the terms and conditions for a corporation's repurchase of shares from its shareholder(s).

find out more

Business Shares Agreement

A Canadian-law governed agreement that establishes terms for share ownership, transfer, and management in a private company.

find out more

Stock Option Award Agreement

A Canadian legal agreement governing the grant of stock options to employees/consultants, detailing terms of grant, exercise, and vesting under Canadian securities and tax laws.

find out more

Partnership Share Transfer Agreement

A Canadian law-governed agreement facilitating the transfer of partnership interests between parties, including terms, conditions, and regulatory compliance requirements.

find out more

Share Mortgage Agreement

A Canadian legal agreement where corporate shares are pledged as collateral for a loan, establishing security interests and rights of the mortgagor and mortgagee under federal and provincial law.

find out more

Equity Repurchase Agreement

A Canadian law-governed agreement detailing terms and conditions for a corporation's repurchase of its shares from existing shareholders.

find out more

Stock Option Cancellation Agreement

A Canadian law-governed agreement documenting the cancellation of stock options between a company and option holder(s), including terms, consideration, and releases.

find out more

Stock Issuance Agreement

A Canadian legal agreement documenting the issuance of corporate shares to subscribers, ensuring compliance with federal and provincial laws.

find out more

Share Ownership Agreement

A Canadian-law governed agreement that establishes shareholders' rights, obligations, and relationships within a corporation, including share ownership, transfer rights, and governance provisions.

find out more

Share Cancellation Agreement

A Canadian law-governed agreement that documents and executes the cancellation of corporate shares, detailing terms, consideration, and regulatory compliance requirements.

find out more

Phantom Stock Agreement

A Canadian-law governed agreement establishing a phantom stock plan that provides employees with synthetic equity compensation, incorporating federal and provincial regulatory requirements.

find out more

Restricted Stock Unit Award Agreement

A Canadian-law governed agreement documenting the grant of restricted stock units to employees, including vesting conditions and settlement terms under applicable Canadian regulations.

find out more

Share Distribution Agreement

A Canadian-law governed agreement establishing the terms and processes for corporate share distribution, ensuring compliance with federal and provincial securities regulations.

find out more

Restricted Stock Unit Agreement

A Canadian-law governed agreement establishing terms for granting restricted stock units to employees, including vesting conditions and compliance with Canadian securities and tax regulations.

find out more

Restricted Stock Award Agreement

A Canadian legal agreement governing the grant of restricted company shares to employees, subject to vesting conditions and compliance with Canadian securities and tax laws.

find out more

Preliminary Share Purchase Agreement

A Canadian-law preliminary agreement outlining key terms and conditions for a proposed share purchase transaction, serving as a framework for detailed negotiations and due diligence.

find out more

Stock Sale Agreement

A Canadian-law governed agreement documenting the terms and conditions for the sale and transfer of company shares between parties.

find out more

Stock Loan Agreement

A Canadian law-governed agreement establishing terms for securities lending transactions between financial institutions, including collateral requirements and operational procedures.

find out more

Shares Subscription Agreement

A Canadian law-governed agreement detailing terms and conditions for new share issuance and purchase between a company and investor(s).

find out more

Share Lending Agreement

A Canadian-law governed agreement establishing terms for securities lending transactions between parties, including collateral requirements and regulatory compliance.

find out more

Share Issue Agreement

A Canadian law-governed agreement documenting the terms and conditions for issuing new corporate shares to subscribers.

find out more

Share For Share Exchange Agreement

A Canadian-law governed agreement facilitating the exchange of shares between corporations, outlining exchange terms, conditions, and regulatory compliance requirements.

find out more

Share Contribution Agreement

A Canadian legal agreement governing the transfer of shares from a contributor to a recipient corporation, including terms, conditions, and regulatory compliance requirements.

find out more

Share Charge Agreement

A Canadian law security document creating a charge over shares in favor of a lender, including creation, perfection, and enforcement provisions.

find out more

Share Buyback Agreement

A Canadian-law governed agreement documenting a corporation's repurchase of its own shares from existing shareholders, complying with federal and provincial corporate, securities, and tax regulations.

find out more

Vested Equity Agreement

A Canadian legal agreement governing the gradual earning of company equity by an employee or contractor, subject to specific vesting conditions and relevant securities regulations.

find out more

Stock Transfer Contract

A Canadian law-governed agreement facilitating the transfer of shares between parties, ensuring compliance with federal and provincial securities regulations.

find out more

Stock Exchange Agreement

A Canadian-law governed agreement facilitating the exchange of shares between parties, compliant with federal and provincial securities regulations.

find out more

Stock Borrowing Agreement

A Canadian-law governed agreement establishing terms for securities lending between financial institutions, including collateral requirements and regulatory compliance provisions.

find out more

Share Exchange Agreement

A Canadian-law governed agreement facilitating the exchange of shares between companies, typically used in acquisitions and corporate reorganizations.

find out more

Share Swap Agreement

A Canadian-law governed agreement facilitating the exchange of shares between parties, including valuation terms and regulatory compliance requirements.

find out more

Stock Repurchase Agreement

A Canadian law-governed agreement detailing terms and conditions for a corporation's repurchase of its own shares from existing shareholders.

find out more

Employee Stock Option Agreement

A Canadian legal agreement granting employees the right to purchase company shares under specified terms and conditions, subject to Canadian securities and tax laws.

find out more

Stock Option Agreement

A Canadian-compliant agreement outlining terms and conditions for granting stock options to employees, including exercise rights, vesting schedules, and regulatory requirements.

find out more

Share Option Agreement

A Canadian-law governed agreement setting out terms for granting stock options to individuals, including exercise rights, vesting conditions, and regulatory compliance requirements.

find out more

Small Business Stock Purchase Agreement

A Canadian law-governed agreement for the purchase and sale of shares in small business corporations, outlining key terms and conditions of the stock transfer.

find out more

Assignment Of Shares Agreement

A Canadian law-governed agreement that documents and executes the transfer of shares from one party to another, including all terms, conditions, and regulatory requirements.

find out more

Stock Assignment Agreement

A Canadian legal document that facilitates the formal transfer of stock ownership from one party to another, ensuring compliance with federal and provincial securities regulations.

find out more

Download our whitepaper on the future of AI in Legal

By providing your email address you are consenting to our Privacy Notice.
Thank you for downloading our whitepaper. This should arrive in your inbox shortly. In the meantime, why not jump straight to a section that interests you here: /our-research
Oops! Something went wrong while submitting the form.

³Ò±ð²Ô¾±±ð’s Security Promise

Genie is the safest place to draft. Here’s how we prioritise your privacy and security.

Your documents are private:

We do not train on your data; ³Ò±ð²Ô¾±±ð’s AI improves independently

All data stored on Genie is private to your organisation

Your documents are protected:

Your documents are protected by ultra-secure 256-bit encryption

Our bank-grade security infrastructure undergoes regular external audits

We are ISO27001 certified, so your data is secure

Organizational security

You retain IP ownership of your documents

You have full control over your data and who gets to see it

Innovation in privacy:

Genie partnered with the Computational Privacy Department at Imperial College London

Together, we ran a £1 million research project on privacy and anonymity in legal contracts

Want to know more?

Visit our for more details and real-time security updates.

Read our Privacy Policy.