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Pledge Of Shares Agreement

Pledge Of Shares Agreement Template for Switzerland

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Key Requirements PROMPT example:

Pledge Of Shares Agreement

"I need a Swiss law Pledge of Shares Agreement to secure a EUR 5 million loan facility, where a private equity firm is pledging 60% of shares in a Swiss tech startup, with voting rights retained by the pledgor until an event of default."

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Document background
The Pledge of Shares Agreement is a crucial security document used in Swiss financing transactions where shares are provided as collateral for loans or other obligations. It is commonly used in acquisition financing, corporate lending, and other secured transactions where a lender requires security over shares in a Swiss company. The agreement must comply with specific requirements under Swiss law, particularly the Swiss Code of Obligations and Swiss Civil Code, regarding the creation and perfection of security interests. The document typically includes detailed provisions about the pledged shares, the secured obligations, voting rights, dividend rights, and enforcement mechanisms. This type of agreement is particularly important in corporate restructurings, acquisition finance, and general corporate finance transactions where share security is required.
Suggested Sections

1. Parties: Identification of the Pledgor (shareholder), Pledgee (security taker), and the Company whose shares are being pledged

2. Background: Context of the pledge agreement, including reference to the underlying obligation being secured

3. Definitions: Definitions of key terms used throughout the agreement

4. Object of Pledge: Detailed description of the shares being pledged, including number, class, and nominal value

5. Creation of Pledge: Provisions establishing the pledge and the steps required to perfect it under Swiss law

6. Secured Obligations: Definition and scope of the obligations secured by the pledge

7. Representations and Warranties: Pledgor's confirmations regarding ownership, authority, and absence of encumbrances

8. Rights and Obligations During Pledge Period: Rules regarding voting rights, dividends, and other shareholder rights during the pledge period

9. Events of Default: Circumstances triggering enforcement rights

10. Enforcement: Procedures and rights for enforcing the pledge in accordance with Swiss law

11. Release of Pledge: Conditions and process for releasing the pledge

12. Notices: Communication requirements and contact details

13. Governing Law and Jurisdiction: Confirmation of Swiss law governance and jurisdiction

14. Miscellaneous: Standard boilerplate provisions including severability, amendments, and counterparts

Optional Sections

1. Tag-Along Rights: Required when existing shareholders' agreements contain tag-along rights that need to be addressed

2. Board Approval Requirements: Needed when the company's articles require board approval for share transfers or pledges

3. Bank Account Details: Required when dividends or other payments are to be directed to specific accounts

4. Security Agent Provisions: Needed in syndicated facilities where a security agent holds the pledge on behalf of multiple secured parties

5. Further Assurance: Additional provisions for future actions required to perfect or maintain the pledge

6. Power of Attorney: Optional authorization for the pledgee to act on behalf of the pledgor in certain circumstances

Suggested Schedules

1. Schedule 1 - Share Details: Detailed description of the pledged shares including share certificate numbers and shareholding percentage

2. Schedule 2 - Form of Notice to Company: Template for notifying the company of the pledge

3. Schedule 3 - Company Acknowledgment: Form of company's acknowledgment of the pledge

4. Schedule 4 - Secured Obligations: Detailed description of the underlying obligations being secured

5. Schedule 5 - Corporate Authorizations: Copies of relevant corporate approvals and resolutions

6. Appendix A - Share Certificates: Copies of the share certificates being pledged

7. Appendix B - Articles of Association: Copy of the company's current articles of association

Authors

Alex Denne

Head of Growth (Open Source Law) @ tiktok³ÉÈË°æ | 3 x UCL-Certified in Contract Law & Drafting | 4+ Years Managing 1M+ Legal Documents | Serial Founder & Legal AI Author

alex.den.21@genieai.co
Relevant legal definitions


































Clauses






















Relevant Industries

Banking & Financial Services

Investment Management

Private Equity

Corporate Finance

Legal Services

Investment Banking

Commercial Banking

Asset Management

Venture Capital

Professional Services

Relevant Teams

Legal

Finance

Corporate Secretarial

Compliance

Risk Management

Corporate Finance

Treasury

Investment Management

Credit Risk

Transaction Management

Relevant Roles

Legal Counsel

Corporate Lawyer

Finance Director

Chief Financial Officer

Corporate Secretary

Investment Manager

Banking Lawyer

Security Trustee

Loan Officer

Transaction Manager

Corporate Finance Manager

Compliance Officer

Risk Manager

Portfolio Manager

Private Equity Manager

Industries






Teams

Employer, Employee, Start Date, Job Title, Department, Location, Probationary Period, Notice Period, Salary, Overtime, Vacation Pay, Statutory Holidays, Benefits, Bonus, Expenses, Working Hours, Rest Breaks,  Leaves of Absence, Confidentiality, Intellectual Property, Non-Solicitation, Non-Competition, Code of Conduct, Termination,  Severance Pay, Governing Law, Entire Agreemen

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