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Amendment To Listing Agreement

Amendment To Listing Agreement Template for India

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Key Requirements PROMPT example:

Amendment To Listing Agreement

"I need an Amendment to Listing Agreement for my technology company listed on NSE to reflect our new corporate name following a rebranding, with the amendment to take effect from March 1, 2025."

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Document background
The Amendment To Listing Agreement is a crucial document used when a listed company needs to modify its existing listing arrangement with stock exchanges in India. It becomes necessary when there are changes in regulatory requirements, corporate structure, or compliance obligations that affect the original listing agreement. The document must comply with the Securities Contracts (Regulation) Act, 1956, SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015, and relevant stock exchange bye-laws. It typically includes specific modifications to existing clauses, effective dates, and confirmation of continuing obligations. This amendment process ensures that listing arrangements remain current and compliant with evolving regulatory requirements while maintaining the basic framework of the company's relationship with the stock exchanges.
Suggested Sections

1. Parties: Identification of the listed company and the stock exchange(s) as parties to the amendment

2. Background: Reference to the original listing agreement, its date, and reason for amendment

3. Definitions: Key terms used in the amendment, including reference to definitions in the original agreement

4. Amendment Details: Specific modifications to the original listing agreement, clearly stating the changes

5. Effective Date: The date from which the amendments will take effect

6. Regulatory Compliance: Confirmation of compliance with SEBI regulations and stock exchange requirements

7. Continuing Effect: Confirmation that all other terms of the original agreement remain unchanged

8. Governing Law: Confirmation that the amendment is governed by Indian law

9. Execution: Signature blocks for authorized representatives of both parties

Optional Sections

1. Board Resolution Reference: Reference to board resolutions authorizing the amendment, required if mandated by company's articles or regulatory requirements

2. Regulatory Approvals: Details of any regulatory approvals obtained, needed if the amendment requires specific regulatory clearance

3. Representations and Warranties: Additional representations if required for specific amendments

4. Transitional Provisions: Required if the amendment needs a phased implementation or temporary arrangements

5. Costs and Expenses: Include if there are specific costs associated with implementing the amendment

Suggested Schedules

1. Schedule 1 - Amended Clauses: Clean version of the amended clauses showing the new text

2. Schedule 2 - Comparison Version: Track changes version showing the modifications to the original text

3. Appendix A - Board Resolution: Copy of relevant board resolutions approving the amendment

4. Appendix B - Regulatory Approvals: Copies of any regulatory approvals or correspondence

5. Appendix C - Supporting Documents: Any additional documents referenced in or supporting the amendment

Authors

Alex Denne

Head of Growth (Open Source Law) @ tiktok³ÉÈË°æ | 3 x UCL-Certified in Contract Law & Drafting | 4+ Years Managing 1M+ Legal Documents | Serial Founder & Legal AI Author

alex.den.21@genieai.co
Relevant legal definitions

























Clauses

























Relevant Industries

Financial Services

Technology

Manufacturing

Healthcare

Real Estate

Energy

Telecommunications

Consumer Goods

Industrial

Materials

All Listed Company Sectors

Relevant Teams

Legal

Compliance

Corporate Secretarial

Corporate Affairs

Finance

Board of Directors

Regulatory Affairs

Corporate Governance

Investor Relations

Relevant Roles

Company Secretary

Compliance Officer

Legal Counsel

Corporate Lawyer

Chief Legal Officer

Chief Compliance Officer

Chief Financial Officer

Managing Director

Board Director

Regulatory Affairs Manager

Corporate Governance Officer

Legal Manager

Senior Legal Counsel

Head of Corporate Affairs

Industries







Teams

Employer, Employee, Start Date, Job Title, Department, Location, Probationary Period, Notice Period, Salary, Overtime, Vacation Pay, Statutory Holidays, Benefits, Bonus, Expenses, Working Hours, Rest Breaks,  Leaves of Absence, Confidentiality, Intellectual Property, Non-Solicitation, Non-Competition, Code of Conduct, Termination,  Severance Pay, Governing Law, Entire Agreemen

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