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The Financial Advisor Contract is essential for establishing professional financial advisory relationships in the Netherlands. This document is typically used when engaging a financial advisor for services such as investment advice, financial planning, or wealth management. The contract must comply with strict Dutch regulatory requirements, particularly the Wet op het financieel toezicht (Wft) and related regulations. It includes crucial elements such as service scope, fee structures, advisor qualifications, and regulatory compliance measures. The agreement is designed to protect both parties while ensuring transparency and adherence to Dutch financial services laws, making it suitable for both individual and corporate advisory relationships. Special attention is given to data protection requirements under AVG/GDPR and professional liability provisions required by Dutch regulatory authorities.

1. Parties: Identification of the Financial Advisor and the Client, including registration/license numbers and contact details

2. Background: Context of the agreement and confirmation of advisor's regulatory status and licenses

3. Definitions: Key terms used throughout the agreement, including regulatory-specific terminology

4. Scope of Services: Detailed description of financial advisory services to be provided, including specific areas of advice and excluded services

5. Duties and Responsibilities: Obligations of the Financial Advisor, including duty of care, independence requirements, and reporting obligations

6. Client Obligations: Client's responsibilities, including providing accurate information and timely documentation

7. Fees and Payment Terms: Detailed fee structure, payment schedule, and expenses policy

8. Confidentiality and Data Protection: Provisions for handling confidential information and personal data in compliance with AVG/GDPR

9. Professional Liability: Professional indemnity provisions and confirmation of required insurance coverage

10. Term and Termination: Duration of the agreement and circumstances under which it can be terminated

11. Communication: Methods and frequency of communication, reporting requirements

12. Compliance and Regulations: Compliance with Wft, BGfo, and other applicable regulations

13. Governing Law and Jurisdiction: Specification of Dutch law as governing law and jurisdiction for disputes