Securities and Futures Act (SFA): Primary legislation governing securities, futures, and investment activities in Singapore. Regulates market intermediaries, offering of investments, and trading of securities.
Financial Advisers Act (FAA): Regulates financial advisory services in Singapore, including licensing requirements and conduct of business for investment advisers.
Companies Act: Primary legislation governing corporate entities in Singapore, relevant for corporate authority and execution of investment agreements.
Civil Law Act: Fundamental legislation governing contractual relationships and civil obligations in Singapore.
MAS Guidelines: Regulatory guidelines issued by the Monetary Authority of Singapore providing detailed compliance requirements for investment activities.
AML/CFT Regulations: Anti-Money Laundering and Countering the Financing of Terrorism regulations requiring customer due diligence and transaction monitoring.
Personal Data Protection Act (PDPA): Governs the collection, use, and disclosure of personal data, ensuring privacy protection in business transactions.
Electronic Transactions Act: Provides legal framework for electronic transactions and digital signatures, relevant if agreement is to be executed electronically.
Stamp Duties Act: Governs stamp duty obligations on certain investment transactions and agreements in Singapore.
Income Tax Act: Relevant for tax implications and obligations related to investment activities and agency arrangements.
Securities and Futures Regulations: Detailed regulations under the SFA specifying requirements for various types of investment activities and services.
Financial Advisers Regulations: Specific regulations under the FAA detailing requirements for financial advisory services and investment recommendations.
Foreign Exchange Regulations: Regulations governing foreign exchange transactions and international fund transfers in investment activities.
