Securities and Futures Act (SFA): Primary legislation governing securities trading and offerings in Singapore. Critical for warrant issuance and trading regulations.
Companies Act (Cap. 50): Key legislation governing corporate matters including share capital structure, warrant issuance authority, and corporate governance requirements.
Contracts Act: Fundamental legislation governing contract formation, validity, and enforcement in Singapore.
MAS Guidelines and Regulations: Regulatory framework established by the Monetary Authority of Singapore governing financial instruments and securities.
SGX Listing Rules: Rules and requirements set by the Singapore Exchange for listed securities and their issuers.
Securities and Futures Regulations: Detailed regulations regarding offers of investments, securities, and securities-based derivatives contracts.
Financial Advisers Act: Legislation governing the provision of financial advisory services and related activities.
Singapore Code on Take-overs and Mergers: Regulations governing corporate acquisitions and mergers, relevant if warrants are part of M&A activity.
Personal Data Protection Act (PDPA): Legislation governing the collection, use, and disclosure of personal data in warrant transactions.
AML/CFT Regulations: Anti-Money Laundering and Countering the Financing of Terrorism regulations applicable to financial transactions and securities trading.
Prospectus Requirements: Regulatory requirements for information disclosure in offering documents for warrants, unless exempted.
Disclosure Obligations: Ongoing requirements for transparency and information disclosure to investors and regulatory authorities.
