Securities Act of 1933: Federal law that regulates the offer and sale of securities, requiring registration unless an exemption applies
Securities Exchange Act of 1934: Federal law governing secondary trading of securities and establishing the SEC
Internal Revenue Code: Federal tax regulations affecting share transfers, including capital gains implications and reporting requirements
State Corporation Laws: State-specific laws governing corporate operations and share transfers within that jurisdiction
Blue Sky Laws: State-specific securities laws regulating the offering and sale of securities to protect investors from fraudulent activities
UCC Article 8: Uniform Commercial Code provisions specifically governing investment securities and their transfer
Articles of Incorporation: Company's founding document that may contain restrictions or requirements for share transfers
Company Bylaws: Internal rules governing company operations, including potential share transfer restrictions or procedures
Shareholder Agreements: Existing agreements between shareholders that may affect transfer rights and procedures
Transfer Restrictions: Any existing limitations on share transfers, including right of first refusal or board approval requirements
Tax Reporting Requirements: Federal and state obligations for reporting share transfers and related transactions
Securities Registration: Requirements or exemptions for registering securities transfers with relevant authorities
Anti-Money Laundering Regulations: Federal regulations requiring verification of investor identity and source of funds
