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Disciplinary Action Notice Template for Canada

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Key Requirements PROMPT example:

Disciplinary Action Notice

"I need a Disciplinary Action Notice for a retail employee who has had three instances of tardiness in January 2025, following a verbal warning, and I want to include specific performance improvement metrics with a 30-day review period."

Document background
The Disciplinary Action Notice is a crucial document in Canadian employment relationships, used when formal documentation of workplace misconduct or performance issues is necessary. It serves multiple purposes: documenting the specific incident or behavior requiring correction, establishing a formal record of progressive discipline, and communicating clear expectations for improvement. This document is particularly important in Canadian jurisdictions where employers must demonstrate procedural fairness and just cause for severe disciplinary actions or termination. The notice should align with relevant federal and provincial employment standards, respect human rights legislation, and maintain privacy requirements. It typically follows verbal warnings or informal counseling in the progressive discipline process, though severe infractions may warrant immediate written notice. The document becomes part of the employee's permanent record and may be critical in demonstrating the employer's fair and reasonable approach to workplace discipline if legal challenges arise.
Suggested Sections

1. Employee Information: Employee's full name, position, department, employee ID, and length of service

2. Date and Location: Date of the notice and location/facility where the incident(s) occurred

3. Nature of Violation: Clear description of the specific policy, rule, or performance standard that was violated

4. Incident Details: Specific details of the incident(s) including dates, times, and factual description of what occurred

5. Previous Warnings: Documentation of any previous related warnings or disciplinary actions

6. Impact Statement: Description of how the behavior affects the workplace, colleagues, or business operations

7. Required Corrections: Clear statement of expected behavior changes and specific improvements required

8. Timeline for Improvement: Specific timeframe for making the required changes and meeting expectations

9. Consequences: Clear statement of what will happen if behavior doesn't improve or violation recurs

Optional Sections

1. Performance Improvement Plan: Detailed plan with specific goals and metrics, used when the disciplinary issue relates to performance rather than conduct

2. Training Requirements: Specific training or education requirements, included when additional training could help prevent future violations

3. Employee Assistance Program Reference: Information about available support services, included when personal issues may be contributing to the workplace issue

4. Union Representative Notice: Reference to union involvement and rights, required when employee is covered by collective agreement

5. Acknowledgment of Receipt: Section for employee signature acknowledging receipt of notice, optional but recommended for documentation purposes

Suggested Schedules

1. Incident Report: Detailed report of the specific incident(s) that led to disciplinary action

2. Relevant Policies: Copies of workplace policies that were violated

3. Previous Warning Documentation: Copies of previous disciplinary notices or warnings

4. Performance Data: Relevant performance metrics or documentation when disciplinary action is performance-related

5. Witness Statements: Statements from witnesses if applicable to the incident

6. Training Plan: Detailed training requirements and schedule if additional training is required

Authors

Alex Denne

Head of Growth (Open Source Law) @ tiktok³ÉÈ˰æ | 3 x UCL-Certified in Contract Law & Drafting | 4+ Years Managing 1M+ Legal Documents | Serial Founder & Legal AI Author

Relevant legal definitions

























Clauses




















Relevant Industries

Healthcare

Manufacturing

Retail

Financial Services

Technology

Education

Construction

Transportation

Hospitality

Professional Services

Public Sector

Mining

Agriculture

Telecommunications

Energy

Relevant Teams

Human Resources

Legal

Compliance

Employee Relations

Labor Relations

Management

Executive Leadership

Operations

Personnel Administration

Relevant Roles

Human Resources Manager

HR Business Partner

Employee Relations Specialist

Department Manager

Supervisor

Team Lead

Chief Human Resources Officer

HR Director

Personnel Manager

Labor Relations Manager

HR Coordinator

Compliance Officer

Legal Counsel

Chief Executive Officer

Operations Manager

Industries








Teams

Employer, Employee, Start Date, Job Title, Department, Location, Probationary Period, Notice Period, Salary, Overtime, Vacation Pay, Statutory Holidays, Benefits, Bonus, Expenses, Working Hours, Rest Breaks,  Leaves of Absence, Confidentiality, Intellectual Property, Non-Solicitation, Non-Competition, Code of Conduct, Termination,  Severance Pay, Governing Law, Entire Agreemen

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