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Employee Notice Of Discipline Form Template for England and Wales

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Key Requirements PROMPT example:

Employee Notice Of Discipline Form

"I need an Employee Notice Of Discipline Form for a retail employee who has repeatedly violated our attendance policy, including three instances of tardiness in January 2025, and I want to issue a final written warning with specific performance improvement targets."

Document background
The Employee Notice Of Discipline Form is a crucial document in the formal disciplinary process under English and Welsh employment law. It should be used when an employee has violated company policies, demonstrated poor performance, or engaged in misconduct requiring formal documentation. The form ensures compliance with the Employment Rights Act 1996 and ACAS Code of Practice, protecting both employer and employee rights. It creates an official record of the disciplinary action, outlines specific improvements required, and documents agreed-upon timelines for correction.
Suggested Sections

1. Employee Information: Full name, position, department, employee ID

2. Incident Details: Date, time, location, and nature of the disciplinary issue

3. Violation Description: Specific company policy or rule that was violated

4. Disciplinary Action: Type of action being taken (warning, suspension, etc.)

5. Required Improvements: Specific changes in behavior or performance required

6. Timeframes: Duration of disciplinary action and improvement period

7. Signatures: Employee, manager, HR representative, witness signatures

Optional Sections

1. Previous Warnings: Details of any prior disciplinary actions - include when there is a history of similar infractions

2. Support Measures: Additional training or assistance being offered - include when performance improvement measures are being implemented

3. Appeal Rights: Information about the appeal process - include when the disciplinary action is serious enough to warrant appeal rights

Suggested Schedules

1. Evidence Documentation: Copies of relevant evidence supporting the disciplinary action

2. Company Policies: Copies of relevant company policies that were violated

3. Performance Improvement Plan: Detailed plan for addressing performance issues if applicable

Authors

Alex Denne

Head of Growth (Open Source Law) @ tiktok³ÉÈ˰æ | 3 x UCL-Certified in Contract Law & Drafting | 4+ Years Managing 1M+ Legal Documents | Serial Founder & Legal AI Author

Relevant legal definitions




















Clauses



















Industries

Employment Rights Act 1996: Primary legislation setting out basic employment rights, fair disciplinary procedures, requirements for written statements, and protection against unfair dismissal

Equality Act 2010: Legislation ensuring protection against discrimination, requiring that disciplinary actions are not discriminatory, and mandating reasonable adjustments for disabled employees

ACAS Code of Practice: Best practice guidelines covering disciplinary procedures, principles of natural justice, right to be accompanied, and appeal processes

GDPR and Data Protection Act 2018: Regulations governing the processing and storing of personal data, confidentiality requirements, data retention periods, and employee data rights

Human Rights Act 1998: Legislation protecting right to fair treatment, right to privacy, and protection against degrading treatment in employment context

Company Policies and Procedures: Internal framework that must align with disciplinary policy, employment contract terms, and established company procedures

Teams

Employer, Employee, Start Date, Job Title, Department, Location, Probationary Period, Notice Period, Salary, Overtime, Vacation Pay, Statutory Holidays, Benefits, Bonus, Expenses, Working Hours, Rest Breaks,  Leaves of Absence, Confidentiality, Intellectual Property, Non-Solicitation, Non-Competition, Code of Conduct, Termination,  Severance Pay, Governing Law, Entire Agreemen

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