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Disciplinary Notice Template for Hong Kong

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Key Requirements PROMPT example:

Disciplinary Notice

"I need a Disciplinary Notice under Hong Kong law for an IT employee who accessed confidential client data without authorization on January 15, 2025, requiring immediate disciplinary action and potential suspension."

Document background
A Disciplinary Notice is a crucial employment document used in Hong Kong when formal disciplinary action needs to be taken against an employee for misconduct, poor performance, or violation of company policies. The document must comply with the Hong Kong Employment Ordinance and related employment legislation, including requirements for fair treatment and natural justice. The Disciplinary Notice serves multiple purposes: it formally documents the issue, communicates expectations for improvement, outlines consequences, and protects the employer's legal position if further action becomes necessary. It should be issued promptly after the incident or discovery of the issue, following any necessary investigation, and must include specific details about the misconduct, reference to relevant policies, clear improvement requirements, and information about appeal rights. This document forms part of the employee's official record and may be crucial in supporting any subsequent employment decisions.
Suggested Sections

1. Employee Information: Full name, employee ID, position, department, and length of service of the employee

2. Date and Location: Date of notice issuance and location/department where the incident occurred

3. Nature of Misconduct: Clear description of the incident(s) or behavior that has led to disciplinary action, including specific dates and details

4. Company Policies Violated: Reference to specific company policies, rules, or regulations that have been breached

5. Previous Warnings: Summary of any previous related warnings or disciplinary actions

6. Disciplinary Action Taken: Clear statement of the specific disciplinary action being imposed

7. Required Improvement: Specific expectations for improvement and timeline

8. Consequences: Clear statement of consequences if improvement is not shown or further violations occur

9. Right of Appeal: Information about the employee's right to appeal and the process to do so

Optional Sections

1. Investigation Findings: Summary of any formal investigation conducted, used when a detailed investigation has taken place

2. Performance Improvement Plan: Detailed plan for improvement, included when specific measurable improvements are required

3. Employee Statement: Space for employee's written response or explanation, included when immediate response is requested

4. Union Representative Details: Information about union involvement, included when employee is union member

5. Counseling Resources: Information about available support services, included when appropriate for the situation

Suggested Schedules

1. Incident Report: Detailed report of the incident(s) that led to disciplinary action

2. Evidence Documentation: Copies of relevant evidence supporting the disciplinary action

3. Witness Statements: Statements from witnesses to the incident(s), if applicable

4. Previous Warning Letters: Copies of any previous warning letters referenced in the notice

5. Relevant Company Policies: Copies of specific company policies that have been violated

Authors

Alex Denne

Head of Growth (Open Source Law) @ tiktok³ÉÈ˰æ | 3 x UCL-Certified in Contract Law & Drafting | 4+ Years Managing 1M+ Legal Documents | Serial Founder & Legal AI Author

Relevant legal definitions




















Clauses




















Relevant Industries

Financial Services

Technology

Manufacturing

Retail

Healthcare

Education

Professional Services

Construction

Hospitality

Transportation

Real Estate

Media and Entertainment

Telecommunications

Public Sector

Non-Profit

Relevant Teams

Human Resources

Legal

Compliance

Employee Relations

Labor Relations

Management

Operations

Administration

Relevant Roles

Human Resources Director

HR Manager

Department Manager

Line Manager

Supervisor

HR Business Partner

Employee Relations Manager

HR Officer

Compliance Officer

Legal Counsel

Department Head

General Manager

Operations Manager

Chief Human Resources Officer

Regional Manager

Industries






Teams

Employer, Employee, Start Date, Job Title, Department, Location, Probationary Period, Notice Period, Salary, Overtime, Vacation Pay, Statutory Holidays, Benefits, Bonus, Expenses, Working Hours, Rest Breaks,  Leaves of Absence, Confidentiality, Intellectual Property, Non-Solicitation, Non-Competition, Code of Conduct, Termination,  Severance Pay, Governing Law, Entire Agreemen

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