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Employee Written Warning Form Template for India

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Key Requirements PROMPT example:

Employee Written Warning Form

"I need an Employee Written Warning Form for a retail store employee who has had three instances of late arrival in January 2025, incorporating company attendance policies and progressive disciplinary measures."

Document background
The Employee Written Warning Form is a crucial HR document used in Indian organizations when formal disciplinary action is required. It serves as an official record of employee misconduct, performance deficiencies, or policy violations, ensuring compliance with Indian labor laws including the Industrial Employment (Standing Orders) Act, 1946, and state-specific regulations. The document should be issued after verbal warnings have proven ineffective or when the severity of the issue demands immediate written documentation. It typically includes detailed information about the incident(s), references to violated policies, improvement expectations, and consequences of non-compliance. This form is essential for maintaining proper documentation for potential legal proceedings and demonstrates the organization's fair and systematic approach to employee discipline.
Suggested Sections

1. Company Information Header: Official company letterhead, including company name, address, and contact details

2. Employee Information: Full name, employee ID, designation, department, and reporting manager details

3. Warning Classification: Indication of warning level (First/Second/Final) and date of issuance

4. Incident Details: Specific description of the violation, misconduct, or performance issue, including dates and circumstances

5. Policy Reference: Citation of specific company policies, rules, or regulations that were violated

6. Previous Warnings: Summary of any previous verbal or written warnings related to the issue

7. Required Improvement: Clear statement of expected behavior or performance improvements

8. Timeline for Improvement: Specific timeframe within which improvement is expected

9. Consequences: Statement of potential consequences if improvement is not demonstrated

10. Acknowledgment: Signature blocks for employee, supervisor, and HR representative, with date

Optional Sections

1. Performance Improvement Plan: Detailed action plan for improvement, used when the warning is related to performance issues

2. Training Requirements: Specific training or coaching requirements, included when additional training is part of the corrective action

3. Union Representative: Space for union representative acknowledgment, required if employee is unionized

4. Appeal Process: Information about the process to appeal the warning, included based on company policy

5. Witness Statement: Section for witness information and signature, used when the incident involved witnesses

6. Employee Response: Dedicated space for employee to provide written response to the warning

Suggested Schedules

1. Incident Report: Detailed report of the specific incident(s) that led to the warning

2. Evidence Documentation: Copies of relevant evidence supporting the warning (emails, attendance records, performance data, etc.)

3. Previous Warning Records: Copies of previous warnings or disciplinary actions

4. Relevant Company Policies: Excerpts from applicable company policies or employee handbook

5. Performance Metrics: Documentation of performance standards and actual performance data, if warning is performance-related

Authors

Alex Denne

Head of Growth (Open Source Law) @ tiktok³ÉÈ˰æ | 3 x UCL-Certified in Contract Law & Drafting | 4+ Years Managing 1M+ Legal Documents | Serial Founder & Legal AI Author

Relevant legal definitions




















Clauses




















Relevant Industries

Information Technology

Manufacturing

Healthcare

Retail

Banking and Financial Services

Education

Telecommunications

Construction

Hospitality

Professional Services

Automotive

Pharmaceutical

Mining

Transportation and Logistics

Public Sector

Relevant Teams

Human Resources

Legal

Compliance

Employee Relations

Industrial Relations

Operations

Administration

Relevant Roles

HR Manager

HR Director

Department Manager

Supervisor

Team Leader

Operations Manager

Plant Manager

Regional Manager

Branch Manager

General Manager

Chief Human Resources Officer

HR Business Partner

Employee Relations Manager

Compliance Officer

Department Head

Industries







Teams

Employer, Employee, Start Date, Job Title, Department, Location, Probationary Period, Notice Period, Salary, Overtime, Vacation Pay, Statutory Holidays, Benefits, Bonus, Expenses, Working Hours, Rest Breaks,  Leaves of Absence, Confidentiality, Intellectual Property, Non-Solicitation, Non-Competition, Code of Conduct, Termination,  Severance Pay, Governing Law, Entire Agreemen

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