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Formal Letter Of Warning To Employee Template for New Zealand

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Key Requirements PROMPT example:

Formal Letter Of Warning To Employee

"I need a Formal Letter of Warning to Employee for a retail staff member who has had three instances of unauthorized late arrivals in January 2025, with the letter to include specific mention of our attendance policy and previous verbal warnings."

Document background
A Formal Letter of Warning to Employee is a crucial document in New Zealand's employment relations framework, used when formal disciplinary action is required in response to employee misconduct, underperformance, or policy violations. This document serves as an official record in the progressive discipline process, demonstrating the employer's compliance with fair and reasonable employment practices under New Zealand law. It typically follows informal discussions or verbal warnings and precedes more serious disciplinary actions. The letter must adhere to the principles of natural justice and good faith obligations under the Employment Relations Act 2000, providing clear documentation of the issues, expectations for improvement, and potential consequences while ensuring the employee's right to respond and seek representation.
Suggested Sections

1. Company Letterhead and Date: Official company letterhead with full contact details and the current date

2. Employee Details: Full name, position, and employment details of the recipient

3. Subject Line: Clear indication that this is a formal warning letter

4. Specific Incident Details: Detailed description of the incident(s) or behavior that led to the warning, including dates and specific examples

5. Impact Statement: Explanation of how the behavior affects the workplace, team, or business

6. Previous Discussions: Reference to any previous verbal warnings or discussions about the issue

7. Required Improvements: Clear outline of the specific improvements or changes required

8. Timeframe: Specific timeframe for improvement and review period

9. Consequences: Clear statement of potential consequences if improvement is not achieved

10. Support Offered: Details of any support, training, or resources being offered to help address the issue

11. Sign-off: Signature block for both employer and employee acknowledgment

Optional Sections

1. Performance Management Plan Reference: Include when the warning is part of a formal performance management process

2. Union Representative Notice: Include when the employee is a union member or has requested union representation

3. Employee Assistance Program Details: Include when offering access to EAP or counseling services

4. Meeting Request: Include when a follow-up meeting needs to be scheduled to discuss the warning

5. Right of Reply: Include when giving specific timeframe and process for the employee to provide their formal response

Suggested Schedules

1. Incident Report: Detailed report of specific incidents referenced in the warning letter

2. Performance Improvement Plan: Detailed plan outlining specific targets and timelines for improvement

3. Relevant Policy Documents: Copies of company policies that have been breached

4. Meeting Minutes: Minutes from previous discussions or meetings regarding the issue

5. Evidence Documentation: Any supporting evidence of the behavior or incidents being addressed

Authors

Alex Denne

Head of Growth (Open Source Law) @ tiktok³ÉÈ˰æ | 3 x UCL-Certified in Contract Law & Drafting | 4+ Years Managing 1M+ Legal Documents | Serial Founder & Legal AI Author

Relevant legal definitions




















Clauses




















Relevant Industries

Healthcare

Education

Retail

Manufacturing

Financial Services

Technology

Professional Services

Construction

Hospitality

Transportation

Public Sector

Non-Profit

Mining and Resources

Agriculture

Telecommunications

Relevant Teams

Human Resources

People Operations

Employee Relations

Legal

Operations

Senior Management

Department Management

Line Management

Relevant Roles

HR Manager

HR Director

People Operations Manager

Employee Relations Manager

Department Manager

Line Manager

Supervisor

Team Leader

General Manager

Operations Manager

Chief Human Resources Officer

Regional Manager

Branch Manager

Site Manager

Managing Director

Industries





Teams

Employer, Employee, Start Date, Job Title, Department, Location, Probationary Period, Notice Period, Salary, Overtime, Vacation Pay, Statutory Holidays, Benefits, Bonus, Expenses, Working Hours, Rest Breaks,  Leaves of Absence, Confidentiality, Intellectual Property, Non-Solicitation, Non-Competition, Code of Conduct, Termination,  Severance Pay, Governing Law, Entire Agreemen

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