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Employee Discipline Warning Notice Template for United States

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Key Requirements PROMPT example:

Employee Discipline Warning Notice

"I need an Employee Discipline Warning Notice for a retail employee who has had three instances of tardiness in January 2025, and this will be their second written warning in accordance with our progressive discipline policy."

Document background
The Employee Discipline Warning Notice is a crucial tool in maintaining workplace standards and documenting performance issues in accordance with U.S. employment law. This document should be used when an employee violates company policies, demonstrates poor performance, or engages in misconduct requiring formal documentation. It serves as both a corrective tool and legal protection, establishing a clear record of the incident, expectations for improvement, and potential consequences. The notice helps ensure fair treatment and consistent application of company policies while maintaining compliance with federal and state employment regulations.
Suggested Sections

1. Employee Information: Basic details including name, position, department, and employee ID

2. Incident Details: Specific description of the violation or performance issue, including date, time, and location if applicable

3. Company Policy Reference: Citation of specific company policies, procedures, or standards that were violated

4. Required Improvements: Clear expectations for corrective action and timeline for improvement

5. Consequences: Statement of potential outcomes if the behavior continues or improvements are not made

6. Acknowledgment and Signatures: Space for employee and supervisor signatures, dates, and acknowledgment of receipt

Optional Sections

1. Previous Warnings: Documentation of prior disciplinary actions or warnings issued to the employee

2. Performance Improvement Plan: Detailed plan with specific goals, metrics, and timelines for improvement

3. Union Representative Section: Additional section for union representative signature and comments when applicable

Suggested Schedules

1. Supporting Documentation: Attachments including evidence, witness statements, or documentation of incidents

2. Relevant Company Policies: Copies of specific company policies referenced in the warning notice

3. Performance History: Previous performance evaluations or documentation relevant to the current issue

Authors

Alex Denne

Head of Growth (Open Source Law) @ tiktok³ÉÈ˰æ | 3 x UCL-Certified in Contract Law & Drafting | 4+ Years Managing 1M+ Legal Documents | Serial Founder & Legal AI Author

Clauses






















Industries

Title VII Civil Rights Act 1964: Federal law prohibiting employment discrimination based on race, color, religion, sex, and national origin. Must ensure disciplinary actions are non-discriminatory and consistently applied.

Americans with Disabilities Act (ADA): Federal law protecting individuals with disabilities from discrimination. Consider if performance issues are related to disability and possible accommodations.

Age Discrimination in Employment Act (ADEA): Federal law protecting workers 40 and older from age discrimination. Ensure disciplinary actions are not age-biased.

National Labor Relations Act (NLRA): Federal law protecting employees' rights to organize and engage in collective bargaining. Consider if disciplinary action involves protected concerted activities.

Fair Labor Standards Act (FLSA): Federal law establishing wage, overtime, and recordkeeping requirements. Ensure any performance issues related to work hours/wages comply with FLSA.

State Employment Laws: Specific state labor codes and employment discrimination laws that may provide additional protections or requirements for disciplinary actions.

EEOC Guidelines: Federal documentation requirements and guidelines for fair employment practices, including proper documentation of disciplinary actions.

Due Process Requirements: Company policies, procedures, and handbook provisions that must be followed in disciplinary actions to ensure fairness and consistency.

Privacy Laws: Federal and state requirements for maintaining confidentiality of employee records and protecting personal information in disciplinary documentation.

Documentation Elements: Essential components including violation details, improvement requirements, consequences, employee response rights, and signature requirements.

Teams

Employer, Employee, Start Date, Job Title, Department, Location, Probationary Period, Notice Period, Salary, Overtime, Vacation Pay, Statutory Holidays, Benefits, Bonus, Expenses, Working Hours, Rest Breaks,  Leaves of Absence, Confidentiality, Intellectual Property, Non-Solicitation, Non-Competition, Code of Conduct, Termination,  Severance Pay, Governing Law, Entire Agreemen

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