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Audit Log Retention Policy
"I need an Audit Log Retention Policy for a South African financial services company that ensures compliance with FICA and POPIA requirements, with particular emphasis on transaction logging and customer data protection measures to be implemented by March 2025."
1. Purpose and Scope: Defines the objective of the policy and its applicability across the organization
2. Definitions: Defines key terms used throughout the policy including 'audit logs', 'retention period', 'secure storage', etc.
3. Legal and Regulatory Framework: Outlines the relevant South African legislation and regulations that govern audit log retention
4. Audit Log Categories: Defines different types of audit logs and their classification
5. Retention Requirements: Specifies the mandatory retention periods for different types of audit logs
6. Storage and Security Requirements: Details the requirements for secure storage, backup, and protection of audit logs
7. Roles and Responsibilities: Defines who is responsible for implementing, maintaining, and monitoring the policy
8. Access Control: Specifies who can access audit logs and under what circumstances
9. Disposal and Destruction: Outlines procedures for secure disposal of audit logs after retention period expires
10. Policy Compliance and Enforcement: Details how compliance with the policy will be monitored and enforced
1. Cloud Storage Requirements: Additional requirements for organizations using cloud storage for audit logs
2. Industry-Specific Requirements: Additional requirements for specific industries (e.g., financial services, healthcare)
3. International Data Transfer: Requirements for organizations that transfer audit logs across borders
4. Emergency Access Procedures: Procedures for emergency access to audit logs in critical situations
5. Audit Log Recovery: Procedures for recovering corrupted or lost audit logs
1. Schedule A: Retention Period Matrix: Detailed matrix showing retention periods for different types of audit logs
2. Schedule B: Technical Requirements: Technical specifications for audit log collection, storage, and security
3. Schedule C: Access Authorization Matrix: Matrix showing which roles have access to which types of audit logs
4. Appendix 1: Audit Log Request Form: Standard form for requesting access to audit logs
5. Appendix 2: Disposal Certificate Template: Template for documenting the disposal of audit logs
Authors
Financial Services
Healthcare
Technology
Telecommunications
Government
Education
Insurance
Legal Services
Manufacturing
Retail
Mining
Energy
Information Technology
Information Security
Compliance
Legal
Risk Management
Internal Audit
Operations
Data Protection
Records Management
Security Operations
Chief Information Officer
Chief Technology Officer
Information Security Manager
Compliance Officer
Data Protection Officer
IT Security Specialist
Systems Administrator
Security Analyst
Risk Manager
Internal Auditor
Legal Counsel
Records Manager
IT Operations Manager
Chief Information Security Officer
Privacy Officer
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