Financial Services and Markets Act 2000: Primary legislation governing financial services regulation in the UK, establishing regulatory framework and requirements for financial activities
Companies Act 2006: Key legislation governing company operations and financial reporting requirements in the UK, relevant if the engagement involves company accounts
Data Protection Act 2018 and UK GDPR: Legislation governing the processing and protection of personal data, ensuring client information is handled appropriately
Money Laundering Regulations 2017: Regulations requiring proper due diligence and anti-money laundering procedures in financial engagements
ISRS 4400: International Standard on Related Services providing guidance on agreed-upon procedures engagements
ICAEW Code of Ethics: Professional ethical guidelines established by the Institute of Chartered Accountants in England and Wales
FRC Ethical Standard: Ethical requirements set by the Financial Reporting Council for auditors and financial professionals
FCA Regulations: Financial Conduct Authority regulations governing financial services and customer protection
ACCA Guidelines: Professional guidelines established by the Association of Chartered Certified Accountants
Professional Liability Provisions: Legal requirements regarding professional liability and limitation of liability in engagement letters
Confidentiality Obligations: Legal and professional requirements regarding client confidentiality and data protection
Fee Arrangements: Legal framework for establishing and documenting fee structures and payment terms
Document Retention Requirements: Legal and professional requirements for maintaining and storing client documents and engagement records
