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The Mortgage Broker Agreement is essential for financial services providers operating in the Netherlands who offer mortgage advisory and intermediary services. This document is specifically designed to meet the stringent requirements of Dutch financial regulations, particularly the Wet op het financieel toezicht (Wft) and associated legislation. It should be used whenever a licensed mortgage broker begins a professional relationship with a new client, whether individual or corporate. The agreement covers crucial aspects such as service scope, fee structures, regulatory compliance, and professional obligations, while incorporating necessary provisions for data protection and confidentiality. It's particularly important in the Dutch market where mortgage brokers must demonstrate clear compliance with AFM requirements and maintain transparent client relationships. The document includes specific references to Dutch regulatory requirements, making it suitable for use only within the Dutch jurisdiction.

1. Parties: Identification of the mortgage broker and the client, including registration/license numbers and contact details

2. Background: Context of the agreement, including broker's qualifications and general purpose of the services

3. Definitions: Key terms used throughout the agreement, including regulatory terms from Wft and other relevant legislation

4. Scope of Services: Detailed description of mortgage broking services to be provided, including advice, mortgage comparison, and application assistance

5. Broker's Obligations: Key responsibilities including due diligence, information gathering, advice provision, and documentation requirements

6. Client's Obligations: Client's responsibilities including providing accurate information, documentation, and cooperation requirements

7. Fees and Payment Terms: Detailed breakdown of broker's fees, payment schedule, and circumstances requiring additional payments

8. Regulatory Compliance: Compliance with Wft requirements, duty of care, and other regulatory obligations

9. Data Protection: GDPR compliance measures and data handling procedures

10. Confidentiality: Confidentiality obligations for both parties regarding shared information

11. Duration and Termination: Term of the agreement and conditions for termination

12. Liability and Indemnification: Limitations of liability and indemnification provisions

13. Governing Law and Jurisdiction: Specification of Dutch law governance and jurisdiction for disputes