Securities and Futures Act (SFA): Primary legislation governing securities and financial services activities in Singapore. Covers licensing requirements for financial agents/intermediaries, trading activities, and disclosure obligations.
Financial Advisers Act (FAA): Key legislation regulating financial advisory services in Singapore, including licensing requirements and standards of conduct for financial advisers.
Singapore Contract Law: Fundamental contract law principles based on Common Law, including the Unfair Contract Terms Act and Electronic Transactions Act for contract formation and execution.
MAS Guidelines: Regulatory guidelines issued by the Monetary Authority of Singapore covering standards of conduct, fit and proper criteria, and AML/CFT requirements for financial institutions and advisers.
Personal Data Protection Act (PDPA): Legislation governing the collection, use, and disclosure of personal data, including consent requirements and data protection obligations.
Agency Law: Common law principles governing the relationship between principal and agent, including duties, responsibilities, and scope of authority.
Competition Act: Legislation ensuring fair competition and preventing anti-competitive practices in business relationships.
Consumer Protection Legislation: Laws protecting consumer interests in financial transactions and services, including fair trading practices and consumer rights.
Corporate Regulatory Requirements: Various corporate compliance obligations under Singapore company law and regulatory framework applicable to financial agencies.
