Securities and Futures Act (SFA): Primary legislation governing securities, futures, and financial markets in Singapore. Chapter 289 of Singapore laws, regulating securities borrowing and lending activities.
Companies Act: Chapter 50 of Singapore laws, providing the legal framework for corporate entities involved in securities borrowing transactions.
Banking Act: Chapter 19 of Singapore laws, relevant when financial institutions are involved in securities borrowing activities.
Financial Advisers Act: Chapter 110 of Singapore laws, governing financial advisory services and relevant disclosures in securities transactions.
MAS Guidelines and Notices: Regulatory guidelines issued by the Monetary Authority of Singapore specific to securities lending and borrowing activities.
MAS Securities Lending and Repurchase Agreement Guidelines: Specific guidelines for securities lending and repo transactions in Singapore market.
SGX-ST Rules and Regulations: Rules set by Singapore Exchange Securities Trading governing securities borrowing and lending on the exchange.
CDP Rules: Central Securities Depository rules governing settlement and custody of securities in borrowing transactions.
Income Tax Act: Tax legislation relevant to securities lending transactions and associated income.
Stamp Duties Act: Legislation governing stamp duties applicable to securities transactions and transfers.
GMSLA Principles: Global Master Securities Lending Agreement principles that influence international securities lending practices.
Anti-Money Laundering Regulations: Regulatory requirements for preventing money laundering in securities transactions.
KYC Requirements: Know Your Customer requirements for participant verification in securities borrowing transactions.
Market Conduct Rules: Rules governing proper market behavior and preventing market manipulation in securities borrowing.
Disclosure Requirements: mandatory disclosure obligations for parties involved in securities borrowing transactions.
