Securities Acts: Securities Act of 1933 and Securities Exchange Act of 1934 - fundamental federal laws governing securities transactions and requiring disclosure of material information for public offerings
Sarbanes-Oxley Act: 2002 federal law establishing enhanced standards for public company boards, management, and accounting firms, including provisions for corporate responsibility and financial disclosure
Professional Ethics Rules: Federal and state-level professional ethics standards governing conduct, independence, and professional responsibilities
Internal Revenue Code: Federal tax laws and regulations that must be considered when providing tax-related services or advice
State Professional Services Laws: State-specific regulations governing professional service providers, including licensing, practice requirements, and conduct standards
State Contract Laws: State-specific laws governing contract formation, enforcement, and interpretation
State Corporate Laws: State-specific laws regulating corporate formation, governance, and operations
State Professional Licensing: Requirements for professional licensing and maintenance of professional credentials at the state level
AICPA Standards: Professional standards set by the American Institute of Certified Public Accountants for accounting and auditing services
Bar Association Rules: State-specific rules governing attorney conduct, client relationships, and legal service delivery
Professional Liability Standards: Standards and requirements relating to professional liability, insurance, and risk management
SEC Regulations: Securities and Exchange Commission regulations governing public company reporting and securities transactions
PCAOB Requirements: Public Company Accounting Oversight Board standards for auditing public companies
Data Privacy Laws: Federal and state laws governing data protection, privacy, and information security, including international regulations like GDPR if applicable
Confidentiality Requirements: Legal and professional obligations regarding client confidentiality and protection of privileged information
Conflict of Interest Rules: Professional and legal requirements for identifying, disclosing, and managing potential conflicts of interest
