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Finder's Fee Agreement For Raising Capital Template for Singapore

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Key Requirements PROMPT example:

Finder's Fee Agreement For Raising Capital

"Need a Finder's Fee Agreement For Raising Capital for our Singapore-based fintech startup, targeting a Series B round of $10M+, with a 5% success fee structure and 12-month exclusivity period starting March 2025."

Document background
A Finder's Fee Agreement For Raising Capital is essential when engaging intermediaries to assist in securing investment or funding. This agreement, governed by Singapore law, is commonly used by companies seeking to raise capital through external parties who can introduce potential investors or funding sources. It addresses key aspects such as fee structures, introduction rights, regulatory compliance under Singapore's financial services framework, and protection of both parties' interests. The document is particularly relevant in Singapore's dynamic financial center, where strict regulatory oversight requires careful consideration of licensing requirements and investor classification.
Suggested Sections

1. Parties: Identification of the finder and the company seeking capital

2. Background: Context of the agreement and purpose of engaging the finder

3. Definitions: Key terms used throughout the agreement including Success Fee, Qualified Investment, Investor, etc.

4. Scope of Services: Detailed description of finder's duties and responsibilities in identifying and introducing potential investors

5. Fee Structure: Compensation details including success fees, payment terms, and calculation methods

6. Term and Termination: Duration of agreement and circumstances under which it can be terminated

7. Representations and Warranties: Statements of fact and assurances from both parties regarding authority, compliance, and capabilities

8. Confidentiality: Protection of confidential information and trade secrets

9. Governing Law: Specification of Singapore law as governing law and jurisdiction

Optional Sections

1. Exclusivity: Provisions granting exclusive rights to the finder for specified investors or territories

2. Tail Period: Terms governing finder's fee entitlement for investments completed after agreement termination

3. Non-Circumvention: Provisions preventing direct dealings with introduced parties to bypass finder's fee

4. Force Majeure: Provisions addressing unforeseeable circumstances preventing performance of obligations

Suggested Schedules

1. Fee Schedule: Detailed breakdown of fee structure, calculations, and payment terms

2. Services Description: Comprehensive outline of finder's services and deliverables

3. Target Investor Profile: Specifications of intended investors or capital sources to be approached

4. Compliance Requirements: List of regulatory requirements and procedures under Singapore law

Authors

Alex Denne

Head of Growth (Open Source Law) @ tiktok³ÉÈ˰æ | 3 x UCL-Certified in Contract Law & Drafting | 4+ Years Managing 1M+ Legal Documents | Serial Founder & Legal AI Author

Relevant legal definitions






























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Industries

Securities and Futures Act (SFA): Primary legislation governing capital markets activities in Singapore, including licensing requirements for regulated activities, especially pertaining to dealing with accredited and institutional investors

Financial Advisers Act (FAA): Legislation governing financial advisory services, including licensing requirements and restrictions on providing financial advice in Singapore

MAS Guidelines: Regulatory framework established by the Monetary Authority of Singapore covering capital raising activities, AML/CFT requirements, and fit and proper criteria

Companies Act: Core legislation governing corporate entities in Singapore, including requirements for fundraising, capital structure, disclosure obligations, and corporate governance

Contract Law: Common law principles governing contract formation, validity, consideration requirements, and terms and conditions in Singapore

Personal Data Protection Act (PDPA): Legislation governing the collection, use, and disclosure of personal data, including consent obligations and data protection requirements

Prevention of Corruption Act: Anti-corruption legislation covering anti-bribery provisions, restrictions on commission payments, and related disclosure requirements

Income Tax Act: Tax legislation governing the treatment of finder's fees, withholding tax obligations, and GST implications in Singapore

Teams

Employer, Employee, Start Date, Job Title, Department, Location, Probationary Period, Notice Period, Salary, Overtime, Vacation Pay, Statutory Holidays, Benefits, Bonus, Expenses, Working Hours, Rest Breaks,  Leaves of Absence, Confidentiality, Intellectual Property, Non-Solicitation, Non-Competition, Code of Conduct, Termination,  Severance Pay, Governing Law, Entire Agreemen

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